Sequoia Financial Group Limited – Orders
The Panel has made final orders (Annexure A) in relation to an application dated 15 May 2024 by Sequoia Financial Group Limited (Sequoia) in relation to its affairs (see TP24/23).
Background
On 28 June 2024, the Panel made a declaration of unacceptable circumstances in relation to the affairs of Sequoia (see TP24/39) which included findings that: